Group Operations & Tech Executive null

Job Responsibilities

• Implement the Bank’s Compliance frameworks, review and update policies and procedures to comply with legal and regulatory requirements, as well as internal standards and guidelines. Single point of contact on all compliance matters in relation to PMD, in consultation with Group Compliance.
• Drive and facilitate a culture of compliance across the PMD.
• Overall responsibility for completion of self-assessments for PMD.
• Develop and implement a plan for checking the compliance controls of PMD.
• Help ensure timely and accurate regulatory reporting by PMD, where required.
• Ensure timely reporting and escalation of Compliance issues or incidences to management and Group Compliance.
• Assist with the coordination of any regulatory information requests, including meetings and audits.
• Working closely with Group Compliance to ensure all relevant new legislation and regulation applicable to PMD is implemented in a timely manner.
• Propose/recommend initiatives to revise existing internal processes and/or adopt new processes to comply with new regulatory requirements, where necessary.
• Build a close working relationship with Compliance, Hong Leong Islamic Bank to help ensure compliance with Shariah requirements as necessary.
• Establish and share best practices, with reference to competitor benchmarks as appropriate.
• Build a close working relationship with key stakeholders across the business unit, Group Risk, Group Compliance, Group Operations & Technology (including Legal), Group Internal Audit, and other business units and functions where relevant, in the implementation and enforcement of policies and guidelines.
• Customize and deliver effective compliance training to employees of PMD